Professional
Ann has worked in Financial Services since 2020 when she moved to France and provided Wealth Management support to Expats. Ann has since completed the Level 4 Diploma in regulated Financial Planning and now living back in the UK provides technical support to the team as a Paraplanner. Ann is looking to start the Chartered exams to continue to enhance her knowledge.
Qualifications
You can see the qualifications Ann holds by clicking the button below.
Qualifications
Diploma in Financial Planning – DipPFS
The level 4 Diploma demonstrates core technical understanding across a broad range of key financial planning areas.Financial Services, Regulation and Ethics (R01)
Assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics.Investment Principles (R02)
Assesses a knowledge and understanding of investment products and the application of the investment advice process.Personal Taxation (R03)
Assesses a knowledge and understanding of the UK taxation system, and the ability to analyse the taxation treatment of individuals and trusts during the investment advice process.Pensions and Retirement Planning (R04)
Assesses a knowledge and understanding of an ability to analyse pension and retirement planning issues.Financial Protection (R05)
Assesses a knowledge and understanding of an ability to analyse financial protection planning issues.Financial Planning Practice (R06)
Assesses advisers financial planning capabilities. Tests the practical application of technical knowledge and planning skills already gained, supporting the provision of competent and appropriate advice.Accreditations and awards
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