Professional
After graduating in 2015 I spent 10 years working in financial crime compliance for several UK and Australian based Banks focussing on anti-money laundering, transaction monitoring, and client risk assessments. In 2025, I decided to transition into the financial planning world and joined Hartfield as a Trainee Financial Planner.
Qualifications
You can see the qualifications Lewis holds by clicking the button below.
Qualifications
Financial Services, Regulation and Ethics (R01)
Assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics.Investment Principles (R02)
Assesses a knowledge and understanding of investment products and the application of the investment advice process.Pensions and Retirement Planning (R04)
Assesses a knowledge and understanding of an ability to analyse pension and retirement planning issues.Financial Protection (R05)
Assesses a knowledge and understanding of an ability to analyse financial protection planning issues.Financial Planning Practice (R06)
Assesses advisers financial planning capabilities. Tests the practical application of technical knowledge and planning skills already gained, supporting the provision of competent and appropriate advice.Get in touch
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